Investor and Industry Perspectives on Investment Advisers and Broker-Dealers

In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. Th...

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Váldodahkki: Hung, Angela A. (auth)
Eará dahkkit: Clancy, Noreen (auth), Dominitz, Jeff (auth), Talley, Eric (auth), Berrebi, Claude (auth)
Materiálatiipa: Elektrovnnalaš Girjji oassi
Giella:eaŋgalasgiella
Almmustuhtton: RAND Corporation 2008
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