Investor and Industry Perspectives on Investment Advisers and Broker-Dealers
In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. Th...
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| Autres auteurs: | , , , |
| Format: | Électronique Chapitre de livre |
| Langue: | anglais |
| Publié: |
RAND Corporation
2008
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| Accès en ligne: | DOAB: download the publication DOAB: description of the publication |
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